| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就期貨合約提供意見 | 2018-10-18 | 2022-11-23 |
| Rep | 就證券提供意見 | 2018-10-18 | 2022-11-23 | |
| Rep | 證券交易 | 2015-07-31 | 2022-11-23 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2015-07-31 | 2022-11-23 |
| Rep | 期貨合約交易 | 2015-07-31 | 2022-11-23 | |
| Rep | 證券交易 | 2015-07-31 | 2022-11-23 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2015-06-17 | 2015-06-23 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2015-06-17 | 2015-06-23 |