| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KAISER SECURITIES LIMITED | RO | 證券交易 | 2023-12-05 | - |
| KAISER CAPITAL MANAGEMENT LIMITED | RO | 提供資產管理 | 2022-04-28 | - |
| KAISER FUTURES LIMITED | RO | 期貨合約交易 | 2019-09-13 | - |
| Rep | 期貨合約交易 | 2017-07-03 | 2019-09-13 | |
| KAISER SECURITIES LIMITED | Rep | 證券交易 | 2017-07-03 | 2023-12-05 |
| BRIGHT SMART FOREX LIMITED | Rep | 槓桿式外匯交易 | 2017-02-09 | 2017-06-19 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2015-06-22 | 2017-06-19 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2015-06-22 | 2017-06-19 |
已採集記錄中暫無金管局登記。