| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2025-10-22 | - |
| Rep | 就證券提供意見 | 2025-10-22 | - | |
| Rep | 證券交易 | 2025-10-22 | - | |
| SPDB International Capital Limited | RO | 證券交易 | 2023-02-13 | 2025-09-30 |
| Rep | 證券交易 | 2022-12-28 | 2023-02-13 | |
| Rep | 就機構融資提供意見 | 2022-12-28 | 2025-09-30 | |
| CMBC International Capital Limited | RO | 證券交易 | 2019-08-13 | 2022-11-20 |
| Rep | 就機構融資提供意見 | 2019-05-15 | 2022-11-20 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2019-05-15 | 2022-11-20 |
| EVER-LONG SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2017-10-16 | 2019-05-10 |
| Rep | 證券交易 | 2017-10-16 | 2019-05-10 | |
| Quam Securities Limited | Rep | 就機構融資提供意見 | 2016-04-21 | 2017-09-24 |
| Rep | 證券交易 | 2016-04-21 | 2017-09-24 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2015-06-23 | 2016-03-10 |
已採集記錄中暫無金管局登記。