| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Huatai (Hong Kong) Futures Limited | RO | 證券交易 | 2023-01-09 | 2026-09-03 |
| RO | 期貨合約交易 | 2022-07-21 | 2026-09-03 | |
| Rep | 期貨合約交易 | 2022-04-28 | 2022-07-21 | |
| Arta Global Futures Limited | RO | 期貨合約交易 | 2022-02-04 | 2022-04-20 |
| ARTA GLOBAL MARKETS LIMITED | RO | 證券交易 | 2022-02-04 | 2022-04-20 |
| Arta Global Futures Limited | Rep | 期貨合約交易 | 2017-09-19 | 2022-02-04 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2017-09-19 | 2022-02-04 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2015-06-23 | 2017-09-12 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2015-06-23 | 2017-09-12 |
| Rep | 證券交易 | 2015-06-23 | 2017-09-12 |