| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TFI Securities and Futures Limited | RO | 證券交易 | 2026-10-14 | - |
| Rep | 就證券提供意見 | 2026-07-20 | - | |
| Rep | 證券交易 | 2026-07-20 | 2026-10-14 | |
| VALUABLE CAPITAL LIMITED | RO | 期貨合約交易 | 2025-08-11 | 2026-06-30 |
| RO | 證券交易 | 2022-06-20 | 2026-06-30 | |
| Rep | 期貨合約交易 | 2022-05-27 | 2025-08-11 | |
| Rep | 證券交易 | 2022-05-03 | 2022-06-20 | |
| Eddid Securities and Futures Limited | RO | 證券交易 | 2019-11-19 | 2022-01-14 |
| Rep | 證券交易 | 2019-10-09 | 2019-11-19 | |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2015-06-26 | 2019-05-31 |
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