| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期貨合約提供意見 | 2026-06-29 | - |
| Rep | 就證券提供意見 | 2026-06-29 | - | |
| Rep | 提供資產管理 | 2026-06-29 | - | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2026-06-29 | - |
| Rep | 提供資產管理 | 2026-06-29 | - | |
| Rep | 證券交易 | 2026-06-29 | - | |
| TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | 就證券提供意見 | 2023-05-22 | 2026-06-01 |
| Rep | 提供資產管理 | 2023-05-22 | 2026-06-01 | |
| BG Asset Management Limited | Rep | 就證券提供意見 | 2022-04-14 | 2023-04-19 |
| Rep | 提供資產管理 | 2022-04-14 | 2023-04-19 | |
| BG SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2022-04-14 | 2023-04-19 |
| AllianceBernstein Hong Kong Limited | Rep | 就期貨合約提供意見 | 2015-06-29 | 2021-09-30 |
| Rep | 就證券提供意見 | 2015-06-29 | 2021-09-30 | |
| Rep | 提供資產管理 | 2015-06-29 | 2021-09-30 | |
| Rep | 期貨合約交易 | 2015-06-29 | 2021-09-30 | |
| Rep | 證券交易 | 2015-06-29 | 2021-09-30 |
已採集記錄中暫無金管局登記。