| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2022-11-01 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2022-11-01 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-06-29 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-06-29 | 2016-03-08 |