| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Asset Management Company Limited | RO | 就證券提供意見 | 2024-04-12 | - |
| RO | 提供資產管理 | 2024-04-12 | - | |
| Rep | 就證券提供意見 | 2022-09-05 | 2024-04-12 | |
| Rep | 提供資產管理 | 2022-09-05 | 2024-04-12 | |
| China Securities (International) Brokerage Company Limited | Rep | 證券交易 | 2022-09-05 | - |
| SPDB International Investment Management Limited | Rep | 就證券提供意見 | 2017-09-11 | 2022-07-12 |
| Rep | 提供資產管理 | 2017-09-11 | 2022-07-12 | |
| Leading Securities Company Limited | Rep | 提供資產管理 | 2016-11-30 | 2017-06-09 |
| Rep | 就證券提供意見 | 2016-09-26 | 2017-06-09 | |
| Rep | 證券交易 | 2016-09-26 | 2017-06-09 | |
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2015-06-29 | 2016-09-02 |
| Rep | 證券交易 | 2015-06-29 | 2016-09-02 |
已採集記錄中暫無金管局登記。