| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited | Rep | 證券交易 | 2020-10-14 | - |
| Rep | 提供資產管理 | 2020-10-14 | 2023-11-06 | |
| Rep | 就證券提供意見 | 2020-09-18 | - | |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2017-05-15 | 2020-06-24 |
| Rep | 證券交易 | 2016-05-11 | 2017-06-12 | |
| GUODU FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2015-10-29 | 2016-04-29 |
| Rep | 期貨合約交易 | 2015-10-29 | 2016-04-29 | |
| GUODU SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2015-06-30 | 2016-04-29 |
| Rep | 證券交易 | 2015-06-30 | 2016-04-29 |
已採集記錄中暫無金管局登記。