| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Capstone Capital Management Limited | RO | 就證券提供意見 | 2023-10-31 | - |
| RO | 提供資產管理 | 2023-10-31 | - | |
| Carnegie Hill Capital Partners Limited | RO | 就證券提供意見 | 2021-03-18 | 2023-09-29 |
| RO | 提供資產管理 | 2021-03-18 | 2023-09-29 | |
| RO | 證券交易 | 2021-03-18 | 2023-09-29 | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2017-06-08 | 2020-12-28 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就證券提供意見 | 2017-06-08 | 2020-12-28 |
| Rep | 證券交易 | 2017-06-08 | 2020-12-28 | |
| Beevest Fortune Asset Management Limited | Rep | 就證券提供意見 | 2015-07-27 | 2016-02-05 |
| Rep | 提供資產管理 | 2015-07-02 | 2016-02-05 |