| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2022-05-05 | - |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-06-11 | 2022-01-17 |
| Rep | 證券交易 | 2017-04-21 | 2022-01-17 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | 2017-03-21 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2015-07-03 | 2017-03-21 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2015-07-03 | 2016-10-10 |