| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-04-12 | - |
| Rep | 就證券提供意見 | 2021-03-19 | - | |
| Rep | 證券交易 | 2021-03-19 | - | |
| First Prosperous Capital Company Limited | Rep | 就機構融資提供意見 | 2020-10-28 | 2021-02-28 |
| Rep | 證券交易 | 2020-10-28 | 2021-02-28 | |
| First Prosperous Asset Management Company Limited | Rep | 就證券提供意見 | 2020-04-16 | 2021-02-28 |
| Rep | 提供資產管理 | 2020-04-16 | 2021-02-28 |
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