| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MFG Limited (HK) | Rep | 就證券提供意見 | 2024-04-25 | - |
| Rep | 提供資產管理 | 2024-04-25 | - | |
| Rep | 期貨合約交易 | 2023-10-24 | - | |
| Rep | 證券交易 | 2023-10-03 | - | |
| Rep | 就證券提供意見 | 2020-10-05 | 2021-04-19 | |
| Rep | 提供資產管理 | 2020-10-05 | 2021-04-19 | |
| Rep | 證券交易 | 2020-10-05 | 2021-04-19 | |
| CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | Rep | 提供資產管理 | 2017-12-07 | 2020-08-31 |
| Rep | 就證券提供意見 | 2017-07-13 | 2020-08-31 | |
| Rep | 證券交易 | 2017-07-13 | 2020-08-31 | |
| CHINA CIFCO SECURITIES CO., LIMITED | Rep | 就證券提供意見 | 2016-02-19 | 2017-06-16 |
| Rep | 證券交易 | 2015-09-08 | 2017-06-16 | |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2015-07-08 | 2015-08-24 |
已採集記錄中暫無金管局登記。