| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2020-02-06 | 2020-02-14 |
| Rep | 期貨合約交易 | 2017-09-14 | 2019-06-19 | |
| Rep | 證券交易 | 2017-09-14 | 2019-06-19 | |
| Rep | 證券交易 | 2017-06-01 | 2017-06-11 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2015-07-08 | 2016-07-23 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2015-07-08 | 2016-07-23 |
| Rep | 證券交易 | 2015-07-08 | 2016-07-23 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2015-07-08 | 2016-07-23 |