| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Delta Asia Wealth Management Limited | Rep | 提供資產管理 | 2023-07-28 | 2024-05-25 |
| DELTA ASIA SECURITIES LIMITED | Rep | 就證券提供意見 | 2022-12-28 | 2024-05-25 |
| Rep | 證券交易 | 2022-12-28 | 2024-05-25 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-09-21 | 2022-09-02 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2021-07-28 | 2022-09-02 |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2020-04-21 | 2021-07-18 |