| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| New China Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2025-01-15 | - |
| Rep | 就證券提供意見 | 2024-12-02 | - | |
| Carnegie Hill Capital Partners Limited | Rep | 就證券提供意見 | 2024-07-08 | 2024-10-23 |
| Rep | 證券交易 | 2024-07-08 | 2024-10-23 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 就證券提供意見 | 2022-12-16 | 2024-05-03 |
| Rep | 證券交易 | 2022-11-25 | 2024-05-03 | |
| Alliance Capital Partners Limited (HK) | Rep | 就機構融資提供意見 | 2021-11-16 | 2022-09-07 |
| Rep | 證券交易 | 2021-11-16 | 2022-09-07 | |
| Avenue Family Office Limited | Rep | 就證券提供意見 | 2020-06-16 | 2021-05-25 |
| Rep | 提供資產管理 | 2020-06-16 | 2021-05-25 | |
| Rep | 證券交易 | 2020-06-16 | 2021-05-25 | |
| China Transfer Capital Investment Limited | Rep | 證券交易 | 2020-04-24 | 2020-06-03 |
已採集記錄中暫無金管局登記。