| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2021-05-17 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2021-05-17 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-03-20 | 2021-04-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-03-20 | 2021-04-16 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-07-13 | 2018-02-20 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2015-07-13 | 2018-02-20 |