| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2025-11-19 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2025-11-19 | - |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-03-04 | 2023-10-12 |
| Rep | 期貨合約交易 | 2019-08-30 | 2023-10-12 | |
| Rep | 證券交易 | 2019-08-30 | 2023-10-12 | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2019-06-21 | 2019-08-22 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2019-06-21 | 2019-08-22 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2018-11-16 | 2019-06-06 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2018-10-26 | 2019-06-06 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 就期貨合約提供意見 | 2018-06-01 | 2018-06-08 |
| Rep | 期貨合約交易 | 2018-06-01 | 2018-06-08 | |
| CA Premium International (HK) Limited | Rep | 槓桿式外匯交易 | 2017-07-24 | 2018-04-30 |
| I-ACCESS INVESTORS LIMITED | Rep | 期貨合約交易 | 2015-07-13 | 2017-04-18 |
| Rep | 證券交易 | 2015-07-13 | 2017-04-18 |
金管局記錄暫時無法載入，請稍後重試。