| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GTN Hong Kong Financial Services Limited | RO | 證券交易 | 2026-02-03 | - |
| Rep | 證券交易 | 2025-12-02 | 2026-02-03 | |
| Futu Securities International (HONG KONG) Limited | RO | 證券交易 | 2024-09-11 | 2025-09-14 |
| Rep | 槓桿式外匯交易 | 2023-04-19 | 2025-09-14 | |
| Rep | 就期貨合約提供意見 | 2020-11-23 | 2025-09-14 | |
| Rep | 就證券提供意見 | 2020-11-23 | 2025-09-14 | |
| Rep | 期貨合約交易 | 2020-07-20 | 2025-09-14 | |
| Rep | 證券交易 | 2020-04-28 | 2024-09-11 |