| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Golden K2 Securities Limited | RO | 證券交易 | 2022-11-08 | 2023-11-28 |
| Maxcess Capital Limited | RO | 就證券提供意見 | 2022-11-08 | - |
| Rep | 就證券提供意見 | 2022-08-15 | 2022-11-08 | |
| Golden K2 Securities Limited | Rep | 證券交易 | 2022-08-10 | 2022-11-08 |
| RO | 證券交易 | 2021-09-03 | 2022-08-10 | |
| Maxcess Capital Limited | RO | 提供資產管理 | 2021-09-03 | - |
| RO | 就證券提供意見 | 2021-09-03 | 2022-08-15 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | 2019-02-26 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2015-07-17 | 2019-02-26 |
| Rep | 證券交易 | 2015-07-17 | 2019-02-26 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2015-07-17 | 2016-10-10 |
已採集記錄中暫無金管局登記。