| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Equities First Holdings Hong Kong Limited | Rep | 證券交易 | 2024-05-27 | - |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2022-06-28 | 2023-10-24 |
| Rep | 就證券提供意見 | 2022-06-28 | 2023-10-24 | |
| Rep | 證券交易 | 2022-06-28 | 2023-10-24 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2019-09-03 | 2021-12-31 |
| Rep | 就證券提供意見 | 2019-09-03 | 2021-12-31 | |
| Rep | 證券交易 | 2019-09-03 | 2021-12-31 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2015-07-17 | 2019-06-07 |
| Rep | 證券交易 | 2015-07-17 | 2019-06-07 |
已採集記錄中暫無金管局登記。