| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2026-08-21 | - |
| Rep | 期貨合約交易 | 2026-08-21 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2024-09-02 | - |
| Rep | 證券交易 | 2024-09-02 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-08-18 | 2024-08-21 |
| Rep | 證券交易 | 2023-08-18 | 2024-08-21 | |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就證券提供意見 | 2023-05-16 | 2023-08-04 |
| Rep | 證券交易 | 2023-05-16 | 2023-08-04 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-05-04 | 2022-10-31 |
| Rep | 證券交易 | 2020-05-04 | 2022-10-31 |