Personnel Hong Kong SFC License Details (ID 2451177)

Personnel Hong Kong SFC License Details (ID 2451177)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Futu Securities International (HONG KONG) Limited	Rep	就證券提供意見	2024-05-09	2026-06-08
	Rep	期貨合約交易	2024-05-09	2026-06-08
	Rep	證券交易	2024-05-09	2026-06-08
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	就證券提供意見	2022-06-10	2024-04-19
	Rep	期貨合約交易	2022-06-10	2024-04-19
	Rep	證券交易	2022-06-10	2024-04-19
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就證券提供意見	2020-04-09	2022-06-06
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2019-02-19	2022-06-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2018-10-25	2022-06-06
Wilson International Capital Limited	Rep	就機構融資提供意見	2017-09-13	2018-07-31
WILSON SECURITIES LIMITED	Rep	就證券提供意見	2017-09-13	2018-07-31
	Rep	證券交易	2017-09-13	2018-07-31
JS SECURITIES LIMITED (HK)	Rep	就證券提供意見	2017-04-25	2017-08-20
XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	期貨合約交易	2016-12-14	2017-08-20
JS SECURITIES LIMITED (HK)	Rep	證券交易	2016-01-11	2017-08-20
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2015-07-20	2015-12-31
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	證券交易	2015-07-20	2015-12-31