| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited | Rep | 就證券提供意見 | 2024-02-14 | - |
| Rep | 證券交易 | 2024-02-14 | - | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 證券交易 | 2021-07-23 | 2024-01-23 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-11-23 | 2021-03-26 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-11-23 | 2021-03-26 |
| Rep | 證券交易 | 2020-10-23 | 2021-03-26 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2020-08-05 | 2020-09-04 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-08-02 | 2020-07-03 |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2015-12-04 | 2018-06-16 |
| Rep | 證券交易 | 2015-12-04 | 2018-06-16 | |
| China Securities (International) Asset Management Company Limited | Rep | 就證券提供意見 | 2015-07-22 | 2018-06-16 |
| Rep | 提供資產管理 | 2015-07-22 | 2018-06-16 |
已採集記錄中暫無金管局登記。