| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WEBULL SECURITIES LIMITED | Rep | 期貨合約交易 | 2023-10-31 | - |
| Rep | 就證券提供意見 | 2023-07-11 | - | |
| Rep | 證券交易 | 2022-10-13 | - | |
| XinKong International Securities Limited | Rep | 就證券提供意見 | 2021-12-23 | 2022-08-12 |
| XinKong International Capital Limited | Rep | 就機構融資提供意見 | 2021-12-07 | 2022-08-12 |
| Rep | 證券交易 | 2021-12-07 | 2022-08-12 | |
| XinKong International Securities Limited | Rep | 證券交易 | 2021-12-07 | 2022-08-12 |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 證券交易 | 2019-12-11 | 2021-10-02 |
| Ping An of China Capital (Hong Kong) Company Limited | Rep | 就機構融資提供意見 | 2019-11-07 | 2021-10-02 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 證券交易 | 2019-10-09 | 2020-03-27 |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2015-07-22 | 2019-08-10 |
| Rep | 證券交易 | 2015-07-22 | 2019-08-10 |
已採集記錄中暫無金管局登記。