| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2026-09-28 | - |
| Rep | 就證券提供意見 | 2026-09-28 | - | |
| Rep | 證券交易 | 2026-09-28 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2021-11-02 | 2023-08-07 |
| Rep | 就證券提供意見 | 2021-11-02 | 2023-08-07 | |
| Rep | 證券交易 | 2021-11-02 | 2023-08-07 | |
| ASIA DEBT MANAGEMENT HONG KONG LIMITED | Rep | 提供資產管理 | 2021-07-05 | 2021-09-09 |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-07-23 | 2021-03-31 |
| Rep | 就證券提供意見 | 2015-07-23 | 2021-03-31 | |
| Rep | 證券交易 | 2015-07-23 | 2021-03-31 |
已採集記錄中暫無金管局登記。