| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2026-08-04 | - |
| Rep | 就證券提供意見 | 2026-08-04 | - | |
| CLSA LIMITED | Rep | 證券交易 | 2026-08-04 | - |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2022-01-12 | 2026-07-03 |
| Rep | 就證券提供意見 | 2022-01-12 | 2026-07-03 | |
| Rep | 證券交易 | 2022-01-12 | 2026-07-03 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2022-01-12 | 2026-07-03 |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2021-09-24 | 2021-11-29 |
| Rep | 證券交易 | 2021-09-24 | 2021-11-29 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2021-09-24 | 2021-11-29 |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-07-26 | 2021-09-05 |
| Rep | 證券交易 | 2018-07-26 | 2021-09-05 | |
| Alpha Financial Group Limited | Rep | 證券交易 | 2016-06-07 | 2018-07-14 |
| AMPLE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-06-07 | 2018-07-14 |
| KINGSWAY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2015-07-27 | 2016-05-23 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2015-07-27 | 2016-05-23 |
已採集記錄中暫無金管局登記。