| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2020-03-11 | 2021-05-07 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2017-04-19 | 2018-08-17 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2017-04-19 | 2018-08-17 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2015-07-29 | 2017-03-23 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2015-07-29 | 2017-03-23 |