| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Emperor Asset Management Limited | Rep | 就證券提供意見 | 2026-01-15 | - |
| Rep | 提供資產管理 | 2026-01-15 | - | |
| EMPEROR FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2025-12-08 | - |
| Rep | 期貨合約交易 | 2025-12-08 | - | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2025-12-08 | - |
| Rep | 證券交易 | 2025-12-08 | - | |
| Emperor Wealth Management Limited | Rep | 就證券提供意見 | 2025-12-08 | - |
| Rep | 證券交易 | 2025-12-08 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2020-12-07 | 2022-05-31 |
| Rep | 證券交易 | 2020-12-07 | 2022-05-31 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-07-29 | 2016-01-22 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-07-29 | 2016-01-22 |
已採集記錄中暫無金管局登記。