| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Righteous Capital Limited | Rep | 就證券提供意見 | 2026-03-05 | - |
| Rep | 提供資產管理 | 2026-03-05 | - | |
| Rep | 證券交易 | 2026-03-05 | - | |
| Gao Zheng Asset Management Limited | RO | 提供資產管理 | 2018-10-16 | 2025-04-07 |
| Rep | 提供資產管理 | 2018-05-14 | 2018-10-16 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2016-12-19 | 2017-11-25 |
| Rep | 證券交易 | 2016-12-19 | 2017-11-25 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2015-08-03 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2015-08-03 | 2017-11-25 |
| Rep | 證券交易 | 2015-08-03 | 2017-11-25 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2015-08-03 | 2016-12-18 |
金管局記錄暫時無法載入，請稍後重試。