| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Zircon Securities (HK) Limited | RO | 提供資產管理 | 2026-01-28 | - |
| RO | 就證券提供意見 | 2025-08-11 | - | |
| RO | 證券交易 | 2025-08-11 | - | |
| Fiduciary Securities Limited | RO | 就證券提供意見 | 2024-08-09 | 2025-06-12 |
| RO | 證券交易 | 2024-08-09 | 2025-06-12 | |
| TAI FUNG SECURITIES LIMITED | Rep | 證券交易 | 2023-09-27 | 2024-06-29 |
| Wealth Link Securities Limited | RO | 就證券提供意見 | 2019-10-25 | 2022-09-29 |
| RO | 證券交易 | 2019-10-25 | 2022-09-29 | |
| Rep | 就證券提供意見 | 2019-10-10 | 2019-10-25 | |
| Rep | 證券交易 | 2019-10-10 | 2019-10-25 | |
| United Securities Limited (HK) | RO | 就證券提供意見 | 2019-06-25 | 2019-10-07 |
| RO | 證券交易 | 2019-06-25 | 2019-10-07 | |
| Rep | 就證券提供意見 | 2018-09-04 | 2019-06-25 | |
| Rep | 證券交易 | 2018-08-28 | 2019-06-25 | |
| SEEKERS MARKETS LIMITED | Rep | 證券交易 | 2017-09-14 | 2018-07-14 |
| DAYOU FUTURES (HK) COMPANY LIMITED | Rep | 期貨合約交易 | 2016-12-22 | 2017-04-30 |
| I-ACCESS INVESTORS LIMITED | Rep | 期貨合約交易 | 2015-08-06 | 2016-08-29 |
| Rep | 證券交易 | 2015-08-06 | 2016-08-29 |
已採集記錄中暫無金管局登記。