| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | RO | 就證券提供意見 | 2025-09-16 | - |
| RO | 期貨合約交易 | 2025-09-16 | - | |
| RO | 證券交易 | 2025-09-16 | - | |
| Rep | 期貨合約交易 | 2025-02-26 | 2025-09-16 | |
| Rep | 證券交易 | 2025-02-26 | 2025-09-16 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 提供自動化交易服務 | 2022-08-12 | 2024-10-23 |
| RO | 期貨合約交易 | 2021-03-30 | 2024-10-23 | |
| RO | 證券交易 | 2017-02-22 | 2024-10-23 | |
| Rep | 證券交易 | 2016-10-11 | 2017-02-22 | |
| Rep | 期貨合約交易 | 2016-10-11 | 2021-03-30 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2015-08-10 | 2024-10-23 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 證券交易 | 2015-08-10 | 2016-10-10 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2015-08-10 | 2016-10-10 |
已採集記錄中暫無金管局登記。