| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WELLINGTON MANAGEMENT HONG KONG LIMITED | Rep | 就證券提供意見 | 2022-06-27 | 2025-09-26 |
| Rep | 證券交易 | 2022-06-27 | 2025-09-26 | |
| AllianceBernstein Hong Kong Limited | Rep | 就證券提供意見 | 2020-05-12 | 2022-03-21 |
| Rep | 證券交易 | 2020-05-12 | 2022-03-21 | |
| PIMCO Asia Limited | Rep | 證券交易 | 2017-03-22 | 2018-04-27 |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2017-01-17 | 2017-02-23 |
| Rep | 證券交易 | 2017-01-17 | 2017-02-23 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2015-08-11 | 2016-05-16 |
| Rep | 就證券提供意見 | 2015-08-11 | 2016-05-16 | |
| Rep | 期貨合約交易 | 2015-08-11 | 2016-05-16 | |
| Rep | 證券交易 | 2015-08-11 | 2016-05-16 |