| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2021-07-21 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就證券提供意見 | 2021-07-21 | - |
| Rep | 證券交易 | 2021-06-21 | - | |
| Phoenician Securities Limited | RO | 證券交易 | 2021-05-25 | 2021-06-11 |
| Saxo Capital Markets HK Limited | Rep | 期貨合約交易 | 2018-12-03 | 2020-02-11 |
| Rep | 證券交易 | 2018-12-03 | 2020-02-11 | |
| Rep | 槓桿式外匯交易 | 2018-12-03 | 2020-02-11 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2015-08-11 | 2018-11-02 |