| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2019-06-10 | - |
| Rep | 期貨合約交易 | 2019-06-10 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | 2019-03-19 |
| Rep | 證券交易 | 2016-10-11 | 2019-03-19 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2015-08-12 | 2019-03-19 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 證券交易 | 2015-08-12 | 2016-10-10 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2015-08-12 | 2016-10-10 |
已採集記錄中暫無金管局登記。