| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 證券交易 | 2022-01-07 | - |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 證券交易 | 2022-01-07 | - |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 期貨合約交易 | 2022-01-07 | - |
| Rep | 證券交易 | 2022-01-07 | - | |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-06-04 | 2021-12-03 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2020-06-04 | 2021-12-03 |
| Mason Securities Limited | Rep | 證券交易 | 2018-05-16 | 2020-03-27 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-05-16 | 2020-03-27 |
| AUSTRAX SECURITIES LIMITED | Rep | 證券交易 | 2017-06-16 | 2018-05-08 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2016-05-23 | 2017-05-30 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2015-08-14 | 2017-05-30 |
已採集記錄中暫無金管局登記。