| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2023-08-21 | - |
| Rep | 就證券提供意見 | 2023-08-21 | - | |
| Rep | 期貨合約交易 | 2023-08-21 | - | |
| Rep | 證券交易 | 2023-08-21 | - | |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2022-11-01 | 2023-06-02 |
| Rep | 證券交易 | 2022-11-01 | 2023-06-02 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2019-07-02 | 2022-07-25 |
| Rep | 證券交易 | 2019-07-02 | 2022-07-25 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2015-08-18 | 2019-03-26 |
已採集記錄中暫無金管局登記。