| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 就期貨合約提供意見 | 2025-11-03 | - |
| Rep | 就證券提供意見 | 2025-11-03 | - | |
| Rep | 期貨合約交易 | 2025-11-03 | - | |
| Rep | 證券交易 | 2025-11-03 | - | |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-10-20 | 2022-02-03 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-10-20 | 2022-02-03 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2015-08-19 | 2017-08-04 |
已採集記錄中暫無金管局登記。