| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2026-02-24 | 2026-06-30 |
| Rep | 期貨合約交易 | 2026-02-24 | 2026-06-30 | |
| Rep | 證券交易 | 2026-02-24 | 2026-06-30 | |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-10-29 | 2022-05-17 |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2019-11-25 | 2022-05-17 |
| Rep | 證券交易 | 2019-11-25 | 2022-05-17 | |
| LONGRUN FINANCIAL GROUP LIMITED | Rep | 期貨合約交易 | 2017-05-24 | 2017-08-15 |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2015-08-21 | 2016-09-17 |
| Rep | 證券交易 | 2015-08-21 | 2016-09-17 |