| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited | Rep | 證券交易 | 2019-02-08 | 2019-06-30 |
| Changjiang Asset Management (HK) Limited | Rep | 提供資產管理 | 2019-01-17 | 2019-06-30 |
| ASIA CORNERSTONE ASSET MANAGEMENT COMPANY LIMITED | Rep | 提供資產管理 | 2018-05-07 | 2018-10-19 |
| Grand Cartel Securities Company Limited | Rep | 證券交易 | 2017-03-06 | 2018-02-28 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2015-08-21 | 2017-01-27 |