| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2021-09-06 | - |
| Rep | 就證券提供意見 | 2021-08-16 | - | |
| Rep | 證券交易 | 2021-08-16 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2018-10-16 | 2021-05-10 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2018-10-08 | 2021-05-10 |
| Rep | 證券交易 | 2018-10-08 | 2021-05-10 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2017-10-10 | 2018-09-12 |
| BOCI RESEARCH LIMITED | Rep | 就證券提供意見 | 2015-08-24 | 2017-09-01 |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2015-08-24 | 2018-09-12 |
已採集記錄中暫無金管局登記。