| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Dingxin (Securities) Limited | RO | 就證券提供意見 | 2025-11-07 | - |
| RO | 提供資產管理 | 2025-11-07 | - | |
| RO | 證券交易 | 2025-11-07 | - | |
| Rep | 就證券提供意見 | 2023-03-13 | 2025-11-07 | |
| Rep | 提供資產管理 | 2023-03-13 | 2025-11-07 | |
| Rep | 證券交易 | 2023-02-24 | 2025-11-07 | |
| HUNG SING SECURITIES LIMITED | Rep | 證券交易 | 2019-01-15 | 2023-01-03 |
| Tensant Securities Limited | Rep | 證券交易 | 2018-05-02 | 2018-10-09 |
| Glory Sun Securities Limited | Rep | 就機構融資提供意見 | 2017-09-20 | 2018-04-10 |
| Rep | 證券交易 | 2017-09-20 | 2018-04-10 | |
| SBI China Capital Financial Services Limited | Rep | 證券交易 | 2017-05-09 | 2017-08-31 |
| Rep | 就證券提供意見 | 2015-08-24 | 2017-08-31 |
已採集記錄中暫無金管局登記。