| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited | RO | 證券交易 | 2025-06-05 | - |
| Rep | 證券交易 | 2021-08-20 | 2025-06-05 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2019-10-28 | 2020-05-13 |
| Rep | 期貨合約交易 | 2019-10-09 | 2021-04-16 | |
| Rep | 證券交易 | 2019-10-09 | 2021-04-16 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2016-12-19 | 2019-08-03 |
| Rep | 證券交易 | 2016-12-19 | 2019-08-03 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2015-08-24 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2015-08-24 | 2019-08-03 |
| Rep | 證券交易 | 2015-08-24 | 2019-08-03 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2015-08-24 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2015-04-17 | 2015-04-24 |
| Rep | 證券交易 | 2015-04-17 | 2015-04-24 |
已採集記錄中暫無金管局登記。