| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Going International Asset Management Limited | RO | 提供資產管理 | 2026-08-31 | - |
| Jone Portman Limited | RO | 證券交易 | 2023-07-18 | 2024-06-05 |
| RO | 就證券提供意見 | 2023-07-18 | 2026-03-17 | |
| RO | 提供資產管理 | 2023-07-18 | 2026-03-17 | |
| RO | 期貨合約交易 | 2023-04-19 | 2024-06-05 | |
| RO | 就期貨合約提供意見 | 2023-04-19 | 2026-03-17 | |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2019-11-05 | 2022-06-30 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2019-11-05 | 2022-06-30 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2019-08-21 | 2022-06-30 |
| KGI Asset Management Limited | Rep | 提供資產管理 | 2019-08-21 | 2022-06-30 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-08-21 | 2022-06-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2018-09-10 | 2019-06-30 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2015-11-09 | 2019-06-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2015-08-25 | 2019-06-30 |
金管局記錄暫時無法載入，請稍後重試。