| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited | Rep | 槓桿式外匯交易 | 2019-08-16 | 2020-11-21 |
| Rep | 期貨合約交易 | 2019-04-23 | 2020-11-21 | |
| Rep | 證券交易 | 2019-03-19 | 2020-11-21 | |
| BMI FUNDS MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2017-06-12 | 2019-02-25 |
| Rep | 提供資產管理 | 2017-06-12 | 2019-02-25 | |
| Rep | 證券交易 | 2017-06-12 | 2019-02-25 | |
| BMI Securities Limited | Rep | 證券交易 | 2017-02-08 | 2019-02-25 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2015-08-26 | 2017-01-24 |