| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LMR Partners Limited | Rep | 期貨合約交易 | 2026-02-03 | - |
| Rep | 證券交易 | 2026-02-03 | - | |
| Asia Research & Capital Management Limited | Rep | 提供資產管理 | 2017-07-07 | 2025-12-31 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2015-08-26 | 2016-04-01 |
| Rep | 就證券提供意見 | 2015-08-26 | 2016-04-01 | |
| Rep | 期貨合約交易 | 2015-08-26 | 2016-04-01 | |
| Rep | 證券交易 | 2015-08-26 | 2016-04-01 |
已採集記錄中暫無金管局登記。