| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 期貨合約交易 | 2019-05-09 | - |
| Rep | 證券交易 | 2019-05-09 | - | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2017-08-16 | 2019-04-04 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2017-02-27 | 2019-04-04 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2015-09-04 | 2016-01-15 |