| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2023-07-13 | - |
| Rep | 證券交易 | 2023-07-13 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2023-07-13 | - |
| Rep | 證券交易 | 2023-07-13 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2021-12-13 | 2023-05-02 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-12-13 | 2023-05-02 |
| Rep | 期貨合約交易 | 2021-12-13 | 2023-05-02 | |
| Rep | 證券交易 | 2021-12-13 | 2023-05-02 | |
| CICC US Securities (Hong Kong) Limited | Rep | 證券交易 | 2021-12-13 | 2023-05-02 |
| Marex HK Asia Limited | Rep | 期貨合約交易 | 2015-11-13 | 2017-06-23 |
| Rep | 證券交易 | 2015-09-04 | 2017-06-23 |
已採集記錄中暫無金管局登記。