| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BGC SECURITIES (HONG KONG) LLC | Rep | 證券交易 | 2021-03-05 | 2021-04-12 |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-09-19 | 2018-11-30 |
| Rep | 證券交易 | 2018-09-19 | 2018-11-30 | |
| SC Lowy Financial (HK) Limited | Rep | 證券交易 | 2016-05-30 | 2018-04-09 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2015-09-04 | 2015-11-21 |
| Rep | 證券交易 | 2015-09-04 | 2015-11-21 |