| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | RO | 就證券提供意見 | 2024-04-24 | - |
| RO | 提供資產管理 | 2024-04-24 | - | |
| RO | 證券交易 | 2024-04-24 | - | |
| Rep | 證券交易 | 2023-08-24 | 2024-04-24 | |
| Rep | 就證券提供意見 | 2023-07-24 | 2024-04-24 | |
| Rep | 提供資產管理 | 2023-07-24 | 2024-04-24 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2020-06-18 | 2023-03-31 |
| Rep | 證券交易 | 2020-06-18 | 2023-03-31 |